A practitioner's guide to FINRA sanctions analysis /

A practitioner's guide to FINRA sanctions analysis /

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Bibliographic Details
Author / Creator:Flynn, Rory C., author.
Imprint:Chicago, Illinois : American Bar Association, Business Law Section, [2015]
©2015
Description:v, 189 pages ; 23 cm
Language:English
Subject:
Financial Industry Regulatory Authority.
Financial Industry Regulatory Authority.
Stock exchanges -- Law and legislation -- United States.
Securities industry -- Law and legislation -- United States.
Sanctions (Law) -- United States.
Sanctions (Law)
Securities industry -- Law and legislation.
Stock exchanges -- Law and legislation.
United States.
Format: Print Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/10328548
Hidden Bibliographic Details
Varying Form of Title:FINRA sanctions analysis
Practitioner's guide to Financial Industry Regulatory Authority sanctions analysis
Other authors / contributors:American Bar Association. Section of Business Law, issuing body.
ISBN:9781627229746 (pbk.)
1627229744 (pbk.)
Notes:Includes bibliographical references.

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