Insider trading : law and developments /

Saved in:

Bibliographic Details
Imprint:	Chicago, Illinois : ABA, Criminal Justice Section, ©2017.
Description:	vii, 207 pages ; 23 cm
Language:	English
Subject:	Insider trading in securities -- Law and legislation -- United States. Insider trading in securities -- Law and legislation. United States.
Format:	Print Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/11063293

Hidden Bibliographic Details
Other authors / contributors:	Loewenson, Carl H., 1957- editor. Smithline, Ruti, editor. American Bar Association. Section of Criminal Justice, sponsoring body.
ISBN:	9781634256940 1634256948
Notes:	Includes bibliographical references and index.

Table of Contents:

Acknowledgments
Chapter 1. Statutory Framework for Insider Trading
Chapter 2. Elements of Insider Trading
Chapter 3. A Brief History of Insider Trading Law
Chapter 4. Insider Trading Enforcement
Chapter 5. Recent Enforcement Highlights
Chapter 6. Benefits of Cooperation
Chapter 7. The Securities and Exchange Commission's Shift to Administrative Proceedings
Chapter 8. The Perils of Pillow Talk
Chapter 9. Broker-Dealer and investment Adviser Violations, Compliance, and Supervision
Chapter 10. Whistleblower Provisions
Chapter 11. Compliance Programs: How to Prevent Insider Trading Violations
Chapter 12. Insider Trading Laws and Employee Stock Compensation
Index

Similar Items