Fundamentals of broker-dealer regulation 2015 /
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| Imprint: | New York, N.Y. : Practising Law Institute, 2015. |
|---|---|
| Description: | 1 online resource (507 p.) : ill. ; cm. |
| Language: | English |
| Series: | Corporate law and practice course handbook series ; no. B-2185 Corporate law and practice course handbook series ; no. B-2185. |
| Subject: | |
| Format: | E-Resource Book |
| URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/11452432 |
MARC
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| 245 | 0 | 0 | |a Fundamentals of broker-dealer regulation 2015 / |c chair, Clifford E. Kirsch. |
| 246 | 3 | |a Fundamentals of broker dealer regulation 2015 | |
| 260 | |a New York, N.Y. : |b Practising Law Institute, |c 2015. | ||
| 300 | |a 1 online resource (507 p.) : |b ill. ; |c cm. | ||
| 336 | |a text |b txt |2 rdacontent |0 http://id.loc.gov/vocabulary/contentTypes/txt | ||
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| 490 | 1 | |a Corporate law and practice course handbook series ; |v no. B-2185 | |
| 500 | |a #57111. | ||
| 500 | |a "Prepared for distribution at the Fundamentals of broker-dealer regulation 2015 program, June 24, 2015." | ||
| 504 | |a Includes bibliographical references and index. | ||
| 650 | 0 | |a Stockbrokers |x Legal status, laws, etc. |z United States. |0 http://id.loc.gov/authorities/subjects/sh2008111446 | |
| 650 | 0 | |a Securities. |0 http://id.loc.gov/authorities/subjects/sh85119463 | |
| 610 | 2 | 7 | |a Financial Industry Regulatory Authority. |2 fast |0 http://id.worldcat.org/fast/fst01782139 |0 http://id.worldcat.org/fast/1782139 |
| 610 | 1 | 7 | |a United States. |b Securities and Exchange Commission. |2 fast |0 http://id.worldcat.org/fast/fst00528527 |0 http://id.worldcat.org/fast/528527 |
| 650 | 7 | |a Securities. |2 fast |0 http://id.worldcat.org/fast/fst01110743 | |
| 650 | 7 | |a Stockbrokers |x Legal status, laws, etc. |2 fast |0 http://id.worldcat.org/fast/fst01133669 | |
| 651 | 7 | |a United States. |2 fast |0 http://id.worldcat.org/fast/fst01204155 | |
| 610 | 2 | 0 | |a Financial Industry Regulatory Authority. |0 http://id.loc.gov/authorities/names/no2008102355 |
| 610 | 1 | 0 | |a United States. |b Securities and Exchange Commission. |0 http://id.loc.gov/authorities/names/n78088948 |
| 700 | 1 | |a Kirsch, Clifford E. |0 http://id.loc.gov/authorities/names/n96028333 |1 http://viaf.org/viaf/25685298 | |
| 710 | 2 | |a Practising Law Institute. |0 http://id.loc.gov/authorities/names/n78085422 |1 http://viaf.org/viaf/138321575 | |
| 830 | 0 | |a Corporate law and practice course handbook series ; |v no. B-2185. | |
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