Broker/dealer regulation and enforcement 2016 /

Broker/dealer regulation and enforcement 2016 /

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Bibliographic Details
Imprint:New York, N.Y. : Practising Law Institute, c2016.
Description:1 online resource (358 p.) : ill. ; cm.
Language:English
Series:Corporate law and practice course handbook series ; no. B-2279
Corporate law and practice course handbook series ; no. B-2279.
Subject:
Stockbrokers -- Legal status, laws, etc. -- United States.
Stockbrokers -- Legal status, laws, etc.
United States.
Format: E-Resource Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/11462693
Hidden Bibliographic Details
Other authors / contributors:Lawrence, Carmen J.
Sullivan, Neal E.
Practising Law Institute.
ISBN:9781402427701
Notes:#150155.
"Prepared for distribution at the Broker/dealer regulation and enforcement 2016 program, New York City, October 20, 2016."
Includes bibliographical references and index.

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