SBIR/STTR at the Department of Energy /

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Bibliographic Details
Imprint:Washington, DC : The National Academies Press, [2016]
©2016
Description:xvi, 417 pages : illustrations ; 23 cm
Language:English
Subject:
Format: Print Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/11657834
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Other authors / contributors:National Academies of Sciences, Engineering, and Medicine (U.S.). Committee on Capitalizing on Science, Technology, and Innovation: An Assessment of the Small Business Innovation Research Program--Phase II, issuing body.
ISBN:9780309437929
030943792X
Notes:Includes bibliographical references (pages 396-417).
Summary:"The Small Business Innovation Research (SBIR) program is one of the largest examples of U.S. public-private partnerships, and was established in 1982 to encourage small businesses to develop new processes and products and to provide quality research in support of the U.S. government's many missions. The Small Business Technology Transfer (STTR) Program was created in 1992 by the Small Business Research and Development Enhancement Act to expand joint venture opportunities for small businesses and nonprofit research institutions by requiring small business recipients to collaborate formally with a research institution. The U.S. Congress tasked the National Research Council with undertaking a comprehensive study of how the SBIR and STTR programs have stimulated technological innovation and used small businesses to meet federal research and development needs, and with recommending further improvements to the programs. In the first round of this study, an ad hoc committee prepared a series of reports from 2004 to 2009 on the SBIR and STTR programs at the five agencies responsible for 96 percent of the programs' operations -- including the Department of Energy (DoE). Building on the outcomes from the first round, this second round presents the committee's second review of the DoE SBIR program's operations. Public-private partnerships like SBIR and STTR are particularly important since today's knowledge economy is driven in large part by the nation's capacity to innovate. One of the defining features of the U.S. economy is a high level of entrepreneurial activity. Entrepreneurs in the United States see opportunities and are willing and able to assume risk to bring new welfare-enhancing, wealth-generating technologies to the market. Yet, although discoveries in areas such as genomics, bioinformatics, and nanotechnology present new opportunities, converting these discoveries into innovations for the market involves substantial challenges. The American capacity for innovation can be strengthened by addressing the challenges faced by entrepreneurs"--Publisher's description.
Other form:Online version : SBIR/STTR at the Department of Energy. Washington, DC : the National Academies Press, [2016] 9780309437936
Table of Contents:
  • Summary
  • Focus on Legislative Objectives
  • Scope of the Assessment
  • Study Methodology and Limitations
  • Key Findings
  • Key Recommendations
  • 1. Introduction
  • Program History and Structure
  • Previous Research on SBIR
  • The Round-One Study of SBIR
  • The Current, Second-Round Study: Challenges and Opportunities
  • Study Methodology
  • Organization of the Report
  • 2. Program Management
  • DoE SBTR/STTR Staffing
  • Outreach and Application Support
  • Solicitation Topics
  • The Application Process
  • Awards Management
  • Awards Tracking and Evaluation
  • Commercialization Support
  • STTR
  • SBIR/STTR Process Issues
  • Beyond Phase II
  • Conclusions
  • 3. Doe Initiatives
  • Outreach
  • Application and Selection Process
  • Support for Improved Commercialization Outcomes
  • Other Initiatives
  • Conclusions
  • 4. SBIR and STTR Awards at Doe
  • Chapter Summary
  • Detailed Data: SBIR and STTR Awards at DoE
  • 5. Quantitative Outcomes
  • Counterfactuals
  • Chapter Outline
  • Quantitative Evidence that DoE Increased Commercialization
  • Quantitative Evidence that DoE Stimulated Technological Innovation
  • 6. Participation of Women and Minorities
  • Defining the Issue
  • DoE SBIR/STTR Applications and Awards Data
  • National Academies Survey Data
  • DoE Activities Related to Women and Minorities
  • Summary
  • 7. Insights From Case Studies and Survey Responses
  • Outcomes
  • Company Impacts
  • Program Management
  • STTR
  • Other Comments
  • 8. Findings and Recommendations
  • Sources of Findings
  • Findings
  • Recommendations
  • Appendixes
  • A
  • Establishing a Methodology
  • Tools Utilized in the Current Study
  • Commercialization Metrics and Data Collection
  • Beyond Commercialization Metrics
  • Overview of the Survey
  • B. Major Changes to the SBIR and STTR Programs Resulting from the 2011 SBIR Reauthorization Act, P.L. 112-81, December 2011
  • C. National Academies of Sciences, Engineering and Medicine 2014 SBIR/STTR Survey
  • D. List of Research Institutions Involved in Surveyed DoE SBIR/STTR Awards
  • E. Case Studies
  • Adelphi Technology, Inc.
  • Calabazas Creek Research, Inc.
  • Compact Membrane Systems, Inc.
  • Creare, Inc.
  • Diversified Technologies, Inc.
  • LI-COR Biosciences, Inc.
  • Muons Inc.
  • Nanosonic, Inc.
  • Physical Sciences, Inc.
  • Vista Clara, Inc.
  • Woodruff Scientific Incorporated
  • XIA, LLC
  • F
  • Focus on Commercialization Outcomes
  • Appendix Outline
  • Quantitative Evidence that DoE increased Commercialization
  • Quantitative Evidence that DoE Stimulated Technological Innovation
  • G. Glossary
  • H. Bibliography