A practitioner's guide to FINRA sanctions analysis /

A practitioner's guide to FINRA sanctions analysis /

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Bibliographic Details
Author / Creator:	Flynn, Rory C., author.
Imprint:	Chicago, Illinois : American Bar Association, Business Law Section, [2015]
Description:	1 online resource
Language:	English
Subject:	Financial Industry Regulatory Authority. Stock exchanges -- Law and legislation -- United States. Securities industry -- Law and legislation -- United States. Sanctions (Law) -- United States.
Format:	E-Resource Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/11786217

Hidden Bibliographic Details
Varying Form of Title:	FINRA sanctions analysis Practitioner's guide to Financial Industry Regulatory Authority sanctions analysis
Other authors / contributors:	American Bar Association. Section of Business Law, issuing body.
ISBN:	9781627229753 1627229752 9781627229746 1627229744
Notes:	Includes bibliographical references. Print version record.
Other form:	Print version: Flynn, Rory C. Practitioner's guide to FINRA sanctions analysis. Chicago, Illinois : American Bar Association, Business Law Section, [2015] 9781627229746

Table of Contents:

Introduction
Background
Sanctions analysis
The review of sanctions on appeal
Conclusion.