A sample project involving the successful use of a "study group".

A sample project involving the successful use of a "study group".

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Bibliographic Details
Imprint:	[1972-1974]
Description:	1 v. (various pagings) : forms ; 29 cm.
Language:	English
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Stock exchanges -- Law and legislation -- United States. Securities -- United States Securities. Stock exchanges -- Law and legislation. Stockbrokers -- Legal status, laws, etc. United States.
Format:	Print Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/386530

Hidden Bibliographic Details
Other authors / contributors:	United States. Securities and Exchange Commission. Broker-Dealer Model Compliance Program Advisory Committee
Notes:	Collected reports, etc., issued between 1972 and 1974.

Table of Contents:

SEC Advisory Committee study on broker-dealer reports and registration requirements
Interim report of the Report Coordinating Group to the Securities and Exchange Commission
Report Coordinating Group focus report
Report Coordinating Group first annual report to the Securities and Exchange Commission
Broker-dealer reports.