Mediation practice guide : a handbook for resolving business disputes /
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Author / Creator: | Picker, Bennett G., 1941- |
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Edition: | 2nd ed., rev. and expanded. |
Imprint: | Washington, DC : American Bar Association, Section of Dispute Resolution, c2003. |
Description: | xiv, 222 p. : forms ; 23 cm. |
Language: | English |
Subject: | |
Format: | Print Book |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/5630869 |
Table of Contents:
- Contents
- Preface
- Acknowledgements
- About the Author
- Chapter 1. Mediation and the Landscape of ADR
- 1.1. Introduction
- 1.2. Mediation Defined
- 1.3. Mediation as Facilitated Negotiation
- 1.4. Mediation and Adjudication Compared
- 1.5. Mediation and Alternative Dispute Resolution (ADR)
- 1.6. Mediation--Arbitration (MED-ARB)
- 1.7. Dispute Resolution Clauses in Contracts
- 1.8. Employment ADR
- 1.9. Court-Annexed Mediation
- 1.10. Mediation in Complex Litigation: Cooperative Case Management
- Chapter 2. The Decision to Mediate
- 2.1. Introduction
- 2.2. Suitability of Dispute for Mediation
- 2.2.1. Introduction
- 2.2.2. Factors Favoring Mediation
- 2.2.3. Factors Weighing Against Mediation
- 2.2.4. Suitability Screening
- 2.3. Types of Business Disputes Commonly Mediated
- 2.4. Deciding When to Mediate
- 2.5. Why Mediation Works
- 2.6. Why Some Mediations Fail
- 2.7. Proposing Mediation to an Adversary
- Chapter 3. The Stages of a Typical Mediation
- 3.1. Introduction
- 3.2. The Stages of a Typical Mediation
- 3.2.1. Preliminary Conference with Mediator--Establishing Ground Rules
- 3.2.2. Deciding Who Should Attend Mediation
- 3.2.3. Limited Exchange of Information
- 3.2.4. Pre-Mediation Written Submissions and Conferences
- 3.2.5. Initial Joint Session
- 3.2.6. Initial Caucus Session
- 3.2.7. Subsequent Joint and Caucus Sessions
- 3.2.8. Agreement
- 3.2.9. Possible Recess, Adjournment and Termination
- Chapter 4. The Role of the Mediator
- 4.1. Introduction
- 4.2. Qualities of an Effective Mediator
- 4.3. Importance of Credibility and Trust
- 4.4. Mediator Styles and Approaches
- 4.4.1. Facilitative Style
- 4.4.2. Evaluative Style
- 4.4.3. Combined Facilitative and Evaluative Styles
- 4.4.4. Narrow and Broad Approaches
- 4.5. The Mediator as Negotiator
- 4.6. Mediator Techniques and Strategies
- 4.6.1. Information Gathering
- 4.6.2. Minimizing Hostilities
- 4.6.3. Involving Client Directly
- 4.6.4. Prioritizing Client's Concerns and Interests
- 4.6.5. Active Listening and Paraphrasing
- 4.6.6. Decreasing Commitments to Positions
- 4.6.7. Focusing Upon Potential to Preserve Relationships
- 4.6.8. Specific Techniques in "Pure Dollars" Disputes
- 4.6.9. Reality Testing
- 4.6.10. Overcoming Irrational Assessments
- 4.6.11. Proposing Solutions to Overcome Reactive Devaluation
- 4.6.12. Identifying and Overcoming Barriers to Resolution
- 4.6.13. Issuing an Evaluative Opinion
- 4.6.14. "One Text" Approach to Reaching Agreement
- 4.6.15. Impasse-Breaking Techniques
- 4.7. Mediator's Role at Conclusion
- 4.8. Ethical Standards for Mediators
- 4.9. Uniform Mediation Act
- Chapter 5. Negotiation and Mediation--Overcoming the Barriers to Resolution
- 5.1. Introduction
- 5.2. The Common Barriers to Resolution
- 5.2.1. Selection Perception in Making Evaluations
- 5.2.2. Wrong Baselines
- 5.2.3. Reactive Devaluation
- 5.2.4. Failure to Communicate
- 5.2.5. Gaps in Information
- 5.2.6. Insufficient Focus Upon Underlying Interests
- 5.2.7. Inability to Align Client's Interests
- 5.2.8. Disconnects Between Attorney and Client
- 5.2.9. Anger and Embarrassment
- 5.2.10. Behavior and Tactics of Parties and Counsel
- 5.2.11. Poor Negotiating Skills
- 5.2.12. Inappropriate Reliance on Experts
- 5.2.13. Preoccupation with Winning
- 5.2.14. Inability to Break Impasse
- 5.2.15. Process Barriers
- 5.3. Further Reading on Barriers in Negotiations
- 5.4. Conclusion
- Chapter 6. Preparing for Mediation
- 6.1. Introduction
- 6.2. Step-by-step mediation analysis
- 6.3. Make an Objective Litigation Risk Analysis
- 6.4. Analyze the Interests of All Parties
- 6.5. Counsel the Client on the Decision to Mediate
- 6.6. Select the Mediator
- 6.7. Participate with Mediator in Designing the Process
- 6.8. Prepare for the Mediation Session
- 6.8.1. Importance of Preparation
- 6.8.2. Comparison of Preparation for Mediation with Preparation for Litigation
- 6.8.3. Identify the Client Representatives Who Should Participate
- 6.8.4. Consider Alternatives to Negotiated Agreement (BATNA and WATNA)
- 6.8.5. Prepare Arguments Supporting Legal Positions and Settlement Proposals
- 6.8.6. Explore Creative Solutions
- 6.8.7. Prepare for Client's Direct Involvement
- 6.8.8. Decide Who Should Take Lead in Sessions
- 6.8.9. Explore Potential for Collaborative Negotiations
- 6.8.10. Develop a Negotiating Plan
- 6.8.11. Avoid Irrational Attachment to Positions
- 6.8.12. Checklist of Questions for Client
- 6.9. Protect Confidentiality
- 6.10. Prepare Draft Settlement Agreement
- Chapter 7. Representing the Client in the Mediation
- 7.1. Counsel's Roles in Mediation Sessions
- 7.2. Opening Statements
- 7.3. Use Mediator to Facilitate Negotiations
- 7.4. Keys to Effective Negotiations
- 7.4.1. Ask Questions
- 7.4.2. Listen Carefully
- 7.4.3. Develop Negotiating Power
- 7.4.4. Understand Principles of Leverage
- 7.4.5. Demands and Offers
- 7.4.6. Track the Negotiations
- 7.4.7. Use Demonstrative Aids
- 7.5. Encourage Client Participation
- 7.6. Solve the Problem
- 7.7. Counsel's Role at End of Mediation Sessions
- 7.8. Ethical Standards for Lawyers in Mediation
- 7.9. 10 Practice Tips for Joint Sessions
- 7.10. 10 Practice Tips for Caucus Sessions
- 7.11. 25 Practice Tips for Effective Mediation Advocacy
- Chapter 8. Case Studies in Mediation
- 8.1. Major Bank V. High Tech Computer Corporation
- 8.2. Insolvent Bank V. Law Firm
- 8.3. Accounting Firm V. Departing Partners
- 8.4. Shareholder Dispute Among Family Members
- 8.5. Defense Contractor V. Supplier
- Chapter 9. Corporate and Law Firm ADR Strategies
- 9.1. Introduction
- 9.2. Corporate ADR Strategies
- 9.2.1. Secure the Buy-in of Management
- 9.2.2. Commit Resources for ADR Education and Training
- 9.2.3. Establish an In-house Advocate for ADR
- 9.2.4. Insist that Outside Counsel Address ADR
- 9.2.5. Establish a Suitability Screen to Determine Whether the Case is Appropriate for ADR
- 9.2.6. Incorporate Multi-Tiered ADR Provisions in Contracts
- 9.2.7. Use Negotiation and Mediation as Tools to Resolve Disputes
- 9.2.8. Encourage Adversaries to Use ADR
- 9.2.9. Litigate When Necessary
- 9.2.10. Be Patient. Track and Measure the Results
- 9.3. Law Firm ADR Strategies
- Chapter 10. The Future of Mediation--New Challenges and Opportunities for the Legal Profession
- 10.1. Introduction
- 10.2. The Changing World of Dispute Resolution
- 10.3. New Roles for the Legal Profession
- 10.4. My own Changing World
- 10.5. New Challenges for the Legal Profession
- 10.6. Conclusion: the Rewards of Adding Value