Insider trading /

Saved in:
Bibliographic Details
Author / Creator:Wang, William K. S.
Edition:3rd ed.
Imprint:Oxford ; New York : Oxford University Press, c2010.
Description:xxx, 1147 p. : ill. ; 27 cm.
Language:English
Subject:
Format: Print Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/8145806
Hidden Bibliographic Details
Other authors / contributors:Steinberg, Marc I.
ISBN:9780195391459 (hardback : alk. paper)
0195391454 (hardback : alk. paper)
Notes:Includes bibliographical references and index.
Table of Contents:
  • Impact on society, the issuer, and the insider trader's employer
  • The harm to individual investors from a specific insider trade
  • Some basic elements of insider trading liability under Section 10(b) and Rule 10b-5
  • Those who violate Section 10(b) and Rule 10b-5 by insider trading or tipping
  • The Rule 10b-5 private plaintiffs who can sue a stock market insider trader for damages
  • Government enforcement
  • The ALI's federal securities code
  • Rule 14e-3: insider trading or tipping in the tender offer context
  • Section 17(a) of the Securities Act of 1933
  • The federal mail and wire fraud statutes
  • Black-out periods
  • Compliance programs
  • "Insider trading" under Section 16
  • State common law and state law claim by issuer.