How to protect investors : lessons from the EC and the UK /

Saved in:
Bibliographic Details
Author / Creator:Moloney, Niamh.
Imprint:Cambridge ; New York : Cambridge University Press, c2010.
Description:xxvi, 474 p.
Language:English
Subject:
Format: E-Resource Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/8209303
Hidden Bibliographic Details
ISBN:9780521888707 (hardback)
9780511672323 (ebook)
Notes:Includes bibliographical references and index.
Electronic reproduction. Palo Alto, Calif. : ebrary, 2010. Available via World Wide Web. Access may be limited to ebrary affiliated libraries.
Table of Contents:
  • 1. The retail investor and the EC
  • 2. Designing a retail investor protection regime
  • 3. Product regulation
  • 4. Investment advice and product distribution
  • 5. Disclosure
  • 6. The trading process
  • 7. Education and governance
  • 8. Supervision, enforcement and redress