How to protect investors : lessons from the EC and the UK /
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Author / Creator: | Moloney, Niamh. |
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Imprint: | Cambridge ; New York : Cambridge University Press, c2010. |
Description: | xxvi, 474 p. |
Language: | English |
Subject: | |
Format: | E-Resource Book |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/8209303 |
Table of Contents:
- 1. The retail investor and the EC
- 2. Designing a retail investor protection regime
- 3. Product regulation
- 4. Investment advice and product distribution
- 5. Disclosure
- 6. The trading process
- 7. Education and governance
- 8. Supervision, enforcement and redress