Broker-dealer and adviser regulatory compliance forum 2011 /

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Bibliographic Details
Imprint:	New York, N.Y. : Practising Law Institute, c2011.
Description:	1 online resource (232 p.) : ill.
Language:	English
Series:	Corporate law and practice course handbook series ; no. B-1869 Corporate law and practice course handbook series ; no. B-1869.
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Financial planners -- Legal status, laws, etc. -- United States. Securities industry -- Law and legislation -- United States. Financial planners -- Legal status, laws, etc. Securities industry -- Law and legislation. Stockbrokers -- Legal status, laws, etc. United States.
Format:	E-Resource Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/9801192

Hidden Bibliographic Details
Varying Form of Title:	Broker dealer and adviser regulatory compliance forum 2011
Other authors / contributors:	Kirsch, Clifford E. Practising Law Institute.
ISBN:	9781402415425
Notes:	#28974. "Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2011, February 25, 2011." Includes bibliographical references and index.

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