A practitioner's guide to FINRA sanctions analysis /

A practitioner's guide to FINRA sanctions analysis /

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Bibliographic Details
Author / Creator:	Flynn, Rory C., author.
Imprint:	Chicago, Illinois : American Bar Association, Business Law Section, [2015] ©2015
Description:	v, 189 pages ; 23 cm
Language:	English
Subject:	Financial Industry Regulatory Authority. Financial Industry Regulatory Authority. Stock exchanges -- Law and legislation -- United States. Securities industry -- Law and legislation -- United States. Sanctions (Law) -- United States. Sanctions (Law) Securities industry -- Law and legislation. Stock exchanges -- Law and legislation. United States.
Format:	Print Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/10328548

Hidden Bibliographic Details
Varying Form of Title:	FINRA sanctions analysis Practitioner's guide to Financial Industry Regulatory Authority sanctions analysis
Other authors / contributors:	American Bar Association. Section of Business Law, issuing body.
ISBN:	9781627229746 (pbk.) 1627229744 (pbk.)
Notes:	Includes bibliographical references.

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Call Number:	XXKF1070.F574 2015 c.1
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