Broker-dealer advisory services 2016 : current legal and compliance issues facing dual registrants /

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Bibliographic Details
Imprint:	New York, N.Y. : Practising Law Institute, 2016.
Description:	1 online resource (156 p.) : ill. ; cm.
Language:	English
Series:	Corporate law and practice course handbook series ; no. B-2225 Corporate law and practice course handbook series ; no. B-2225.
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Investment advisors -- Legal status, laws, etc. -- United States. Securities -- United States. Investment advisors -- Legal status, laws, etc. Securities. Stockbrokers -- Legal status, laws, etc. United States.
Format:	E-Resource Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/11462075

Hidden Bibliographic Details
Varying Form of Title:	Broker dealer advisory services 2016
Other authors / contributors:	Kirsch, Clifford E. Practising Law Institute.
ISBN:	9781402426179
Notes:	#148839. Prepared for distribution at the Broker-dealer advisory services 2016: current legal and compliance issues facing dual registrants Program, February 17, 2016. Includes bibliographical references and index.

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