Broker-dealer retail wealth management 2017 : current legal and compliance issues facing dual registrants /

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Bibliographic Details
Imprint:	New York, New York : Practising Law Institute, [2017] ©2017
Description:	1 online resource (121 pages) : illustrations ; cm.
Language:	English
Series:	Corporate law and practice course handbook series ; no. B-2301 Corporate law and practice course handbook series ; no. B-2301.
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Stockbrokers -- Legal status, laws, etc. United States.
Format:	E-Resource Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/11538046

Hidden Bibliographic Details
Varying Form of Title:	Broker dealer retail wealth management 2017 Broker dealer retail wealth management 2017 :
Other authors / contributors:	Kirsch, Clifford E., contributor. Practising Law Institute, issuing body.
ISBN:	9781402428333
Notes:	#180715. "Prepared for distribution at the Broker-dealer retail wealth management 2017 : current legal and compliance issues facing dual registrants program, February 8, 2017." Includes bibliographical references and index.

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