Broker-dealer retail wealth management 2017 : current legal and compliance issues facing dual registrants /
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Imprint: | New York, New York : Practising Law Institute, [2017] ©2017 |
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Description: | 1 online resource (121 pages) : illustrations ; cm. |
Language: | English |
Series: | Corporate law and practice course handbook series ; no. B-2301 Corporate law and practice course handbook series ; no. B-2301. |
Subject: | |
Format: | E-Resource Book |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/11538046 |
Varying Form of Title: | Broker dealer retail wealth management 2017 Broker dealer retail wealth management 2017 : |
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Other authors / contributors: | Kirsch, Clifford E., contributor. Practising Law Institute, issuing body. |
ISBN: | 9781402428333 |
Notes: | #180715. "Prepared for distribution at the Broker-dealer retail wealth management 2017 : current legal and compliance issues facing dual registrants program, February 8, 2017." Includes bibliographical references and index. |
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