Broker-Dealer Law and Regulation /

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Bibliographic Details
Author / Creator:	Poser, Norman S., author.
Edition:	Fourth edition.
Imprint:	[New York] : Wolters Kluwer, [2017]- 2018.
Description:	1 online resource : digital
Language:	English
Series:	Securities & Corporate, Cheetah.
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Brokers -- United States. Brokers. Stockbrokers -- Legal status, laws, etc. United States.
Format:	E-Resource Journal
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/11701896

Hidden Bibliographic Details
Other authors / contributors:	Fanto, James A., author. Wolters Kluwer (Firm)
Notes:	Includes bibliographical references and index. Online resource; title from contents screen of Securities & Corporate practice area (Cheetah, viewed January 07, 2017).
Summary:	Broker-Dealer Law and Regulation covers the full range of the law that governs the relationship between broker-dealers and their customers, from duties under the common law, to obligations imposed by the federal securities statutes. Provides insightful analysis on such crucial issues as private rights of action, securities arbitration and mediation, and regulation.

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