A practical guide to securities arbitration /

Saved in:

Bibliographic Details
Author / Creator:	Edmonson, Joseph D., author.
Imprint:	[Arlington, Va.] : Bloomberg BNA, [2014?]-
Description:	1 online resource
Language:	English
Series:	Securities practice portfolio series ; portfolio 282 Securities practice portfolio series ; 282.
Subject:	Securities -- United States. Arbitration and award -- United States.
Format:	E-Resource Journal
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/11805055

Hidden Bibliographic Details
Other authors / contributors:	Bloomberg BNA, issuing body.
Frequency:	Updated irregularly
Notes:	Includes bibliographical references. Description based on contents viewed on May 15, 2015; title from portfolio description screen.
Summary:	"... reviews the practice of securities arbitration under the rules of the Financial Industry Regulatory Authority (FINRA). The portfolio begins with an overview of the arbitration process, including a discussion of the differences between arbitration and judicial proceedings, and the types of disputes that are subject to arbitration. Subsequent chapters cover, among other matters, the evaluation of the merits of a claim, the initiation of a claim, pre-hearing matters, presenting the claim to the arbitration panel and the remedies that are available through arbitration."

Similar Items