A guide to supervision procedures; a guide to establishment and maintenance of written supervision procedures and record-keeping required under revised Sections 15, 21, 27, and other Sections of Article III of the NASD's Rules of Fair Practice.
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Corporate author / creator: | National Association of Securities Dealers. |
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Imprint: | Washington, 1965. |
Description: | 89 p. forms. |
Language: | English |
Subject: | |
Format: | Print Book |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/2685159 |
D'Angelo Law, North Annex: Request from Storage
Call Number: |
KB3811.N23G9 1965
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c.1 | Available Loan period: standard loan Scan and Deliver Request from storage Need help? - Ask a Librarian |