Coping with broker-dealer regulation & enforcement.

Coping with broker-dealer regulation & enforcement.

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Bibliographic Details
Imprint:	New York : Practising Law Institute, 1998-
Description:	v. ; 23 cm.
Language:	English
Series:	Corporate law and practice course handbook series ; Corporate law and practice course handbook series ; no. 1041 [etc.]
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Stockbrokers -- Legal status, laws, etc. -- United States -- States. Securities -- United States. Securities -- United States -- States. Stockbrokers -- Legal status, laws, etc. United States. Periodicals.
Format:	Print Journal
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/3693280

Hidden Bibliographic Details
Varying Form of Title:	Broker-dealer regulation & enforcement. Broker-dealer regulation and enforcement
Other authors / contributors:	Romano, Robert M., 1947- Practising Law Institute.
Notes:	Prepared for distribution at a program of the same name ... Chair: Robert M. Romano, 1998-

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Call Number:	XXKF1071.Z9C67 c.1
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