Coping with broker-dealer regulation & enforcement.
Saved in:
Imprint: | New York : Practising Law Institute, 1998- |
---|---|
Description: | v. ; 23 cm. |
Language: | English |
Series: | Corporate law and practice course handbook series ; Corporate law and practice course handbook series ; no. 1041 [etc.] |
Subject: | |
Format: | Print Journal |
URL for this record: | http://pi.lib.uchicago.edu/1001/cat/bib/3693280 |
Varying Form of Title: | Broker-dealer regulation & enforcement. Broker-dealer regulation and enforcement |
---|---|
Other authors / contributors: | Romano, Robert M., 1947- Practising Law Institute. |
Notes: | Prepared for distribution at a program of the same name ... Chair: Robert M. Romano, 1998- |
Similar Items
-
Coping with broker-dealer regulation & increasing enforcement /
Published: (1997) -
Broker-dealer regulation /
by: Lipton, David A., 1945-
Published: (1988) -
Broker-dealer regulation : ALI-ABA course of study materials /
Published: (1989) -
Broker-dealer law and regulation /
by: Poser, Norman S., 1928-
Published: (1997) -
Broker-dealer law and regulation /
by: Fanto, James A., 1951-
Published: (2019)