Report to the Securities and Exchange Commission regarding arbitrator conflict disclosure requirements in NASD and NYSE securities arbitrations /

Report to the Securities and Exchange Commission regarding arbitrator conflict disclosure requirements in NASD and NYSE securities arbitrations /

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Bibliographic Details
Author / Creator:Perino, Michael A.
Imprint:[Washington, D.C. : U.S. Securities and Exchange Commission, 2002]
Language:English
Subject:
Arbitration and award -- United States.
Securities industry -- Self-regulation -- United States.
Arbitration and award.
Securities industry -- Self-regulation.
United States.
Format: E-Resource U.S. Federal Government Document Book
URL for this record:http://pi.lib.uchicago.edu/1001/cat/bib/6537937
Hidden Bibliographic Details
Other authors / contributors:United States. Securities and Exchange Commission.
Notes:Title from title screen (viewed on Sept. 22, 2003).
"November 4, 2002."
System requirements: Adobe Acrobat Reader.
Mode of access: Internet from the SEC web site. Address as of 9/22/03: http://www.sec.gov/pdf/arbconflict.pdf; current access is available via PURL.
GPO item no.:0908 (online)
Govt.docs classification:SE 1.11:2003023378

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