Broker/dealer regulation and enforcement 2011 /

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Bibliographic Details
Imprint:	New York, N.Y. : Practising Law Institute, c2011.
Description:	1 online resource (1070 p.) : ill.
Language:	English
Series:	Corporate law and practice course handbook series ; no. B-1914 Corporate law and practice course handbook series ; no. B-1914.
Subject:	Financial Industry Regulatory Authority. United States. -- Securities and Exchange Commission. Financial Industry Regulatory Authority. United States. -- Securities and Exchange Commission. Stockbrokers -- Legal status, laws, etc. -- United States. Securities. Securities. Stockbrokers -- Legal status, laws, etc. United States.
Format:	E-Resource Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/9801064

Hidden Bibliographic Details
Other authors / contributors:	Lawrence, Carmen J. (Carmen Judith), 1956- Sullivan, Neal E. Practising Law Institute.
ISBN:	9781402416712
Notes:	#29581. "Prepared for distribution at the Broker/dealer regulation and enforcement 2011 program, New York City, October 26, 2011." Includes bibliographical references and index.

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