Broker-dealer and adviser regulatory compliance forum 2010 /

Saved in:

Bibliographic Details
Imprint:	New York, N.Y. : Practising Law Institute, c2010.
Description:	1 online resource (194 p.).
Language:	English
Series:	Corporate law and practice course handbook series ; no. B-1831 Corporate law and practice course handbook series ; no. B-1831.
Subject:	Stockbrokers -- Legal status, laws, etc. -- United States. Financial planners -- Legal status, laws, etc. -- United States. Securities industry -- Law and legislation -- United States. Financial planners -- Legal status, laws, etc. Securities industry -- Law and legislation. Stockbrokers -- Legal status, laws, etc. United States.
Format:	E-Resource Book
URL for this record:	http://pi.lib.uchicago.edu/1001/cat/bib/9801623

Hidden Bibliographic Details
Varying Form of Title:	Broker dealer and adviser regulatory compliance forum 2010
Other authors / contributors:	Kirsch, Clifford E. Practising Law Institute.
ISBN:	9781402414534
Notes:	#26964. Prepared for distribution at the Broker-dealer and adviser regulatory compliance forum 2010, September 17, 2010. Includes bibliographical references and index.

Similar Items